We advise our clients on SFC licensing requirements and regulatory risks 

Regulatory & Compliance services:

  • SFC Licensing

    • Licensing application for regulated corporation

    • Prepare compliance manuals and other necessary documents for license application

    • Liaison with SFC case officers

    • Recruitment of Responsible Officers (RO), Manager-in-Charge (MIC) and other relevant officers

  • Ongoing compliance, including, trainings, notification filings, regulator correspondences and enquiries, and other ad hoc compliance advice and assistance

    • Business license application

    • Business license application for different industry sectors

    • Prepare the relevant code of conduct and internal policies

    • Liaising with the relevant governmental departments

    • On-going training and compliance